Senior Compliance Specialist Regulatory Compliance 100% Remote, Gobernador Gálvez

About the job
The Senior Compliance Specialist will lead the implementation and monitoring of the company's compliance framework across key conduct and regulatory domains, including Conflicts of Interest, Anti‐Bribery & Corruption, Fraud, Market Abuse, Data Protection, Outsourcing, and Ethics.
This position plays a strategic role in embedding a culture of integrity, managing cross‐border compliance risks, and ensuring adherence to global regulatory expectations.
Responsibilities
Regulatory Oversight: Implement and maintain compliance policies and controls related to conduct risk, ABC, CoI, fraud, data protection, market abuse, and outsourcing.
Advisory: Advise management and business units on ethical practices, conflicts management, and third‐party risk compliance.
Monitoring & Assurance: Perform periodic compliance risk assessments, thematic reviews, and control testing programs.
Incident Management: Oversee investigations into potential misconduct, conflicts, or regulatory breaches, ensuring timely remediation and escalation.
Training & Culture: Design and deliver conduct risk and ethics training across all business units.
Data Protection: Support in ensuring compliance with the applicable data protection regimes.
Governance & Reporting: Prepare reports for the Board and regulators summarizing compliance findings, trends, and remediation progress.
Regulatory Change Management: Monitor new regulations and ethical standards and ensure timely implementation.
Mentorship: Supervise junior compliance staff, ensuring consistency in compliance monitoring and advisory work.
Qualifications
Education: Bachelor's degree in Law, Business, Finance or a related discipline.
Experience: 3-5 years of experience in regulatory compliance, conduct risk, or ethics programs within financial services.
Certifications: ICA, CFE, CAFS, CCAS, CCEP‐I, CIPP/E, CFCS, or equivalent preferred.
Proven expertise in managing compliance frameworks for CoI, ABC, FRM, and outsourcing.
Excellent analytical, investigative, and communication skills with the ability to translate regulatory requirements into operational controls.
Fluency in English is required; proficiency in an additional language is highly preferred.
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